Annual compliance certificate (staff and company)

Everyone signs once a year, and when they join. Keep the signed copies with the training records. If someone cannot sign truthfully, that is the moment to talk, not a reason to hide it.

Part A: individual certificate

Name: ____________ Position: ____________ Year: ________

I confirm that, in the last 12 months:

1. I have read and understood [Company name]'s Anti-Bribery and Anti-Corruption Policy, the sales code and the policy for my country.
2. I have not offered, promised, given, asked for or accepted any bribe, kickback, hidden commission or other improper benefit, directly or through anyone else, in connection with my work.
3. I have recorded in the register every offer or request I received or made, as the policy requires. Or: I have no entries to record.
4. I have told [policy owner] about any approach I received, any pressure I felt, and any conflict of interest I have.
5. I am not aware of any breach of the policy by anyone else that I have not reported.
6. I understand that I can raise a concern, in confidence, and will not suffer for doing so in good faith.

Exceptions or matters to report (write "none" if none):

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Signed: ____________ Date: ________

Part B: company certificate

Company: ____________ Year: ________

On behalf of the company, the directors confirm that:

1. The anti-bribery policy was approved in the last 12 months, and is applied.
2. A risk assessment and a self-audit were carried out, and their results were reported to the directors.
3. All staff have been trained and have signed the annual certificate, except as listed: ____________
4. All intermediaries have been through due diligence and have written contracts with anti-bribery clauses, except as listed: ____________
5. All concerns raised were investigated and closed, and no one has suffered for raising one.
6. We have not, to our knowledge, offered, paid, asked for or received any improper benefit in connection with any customer's or supplier's decision, except as disclosed: ____________

Signed (director): ____________ Name: ____________ Date: ________

General information, not legal advice.